On the Nature of Tone

Z. Bao, 1990

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This Thesis addresses two issues: the feature geometry of tones; and the formal relation of tone with respect to other aspects of phonological representation.

The tonal geometry I propose can be stated simply: tone (t) consists of register (r) and contour (c):

            (1)       t                       (2)       r                                   c

            / \                                 |               / \

            r c                   [stiff]                    [aslack][bslack]

r is specified by the largyngeal feature [stiff], and c by the laryngeal feature [slack]. In addition, c is allowed to branch. The structures of r and c are in (2).

Since tone is phonetically executed by the VC node, it is claimed that the geometry of tone is a substructure of the geometry of laryngeal features. The geometry of laryngeal features is shown in (3) (CT=cricothyroid; VOC=vocalis):

(3)                                               Laryngeal

Vocal Cords                            Glottal

                        CT       VOC

                        |         |                                           [constricted glottis]

                        [stiff]   [slack]                         [spread glottis]

It is speculated that register is executed by the articulator CT; and contour by the articulator VOC over time.

I argue against a tone plane. The mapping of tones to tone bearing units (TBU) is an adjunction process: tone is adjoined to the tone bearing unit. Given that the rime is the TBU, tone mapping creates the structure below:

(4)       R’       

                        |

                        R         t

Thus, tones form a tier on the syllable plane, rather than an independent plane. This accounts for structure-dependency of tone stability.

After tone sandhi rules have applied, t is liked to the laryngea node of the head of TBU through the process of segmentalization. This allows tone to be phonetically realized on vowels or other segments which may be the head of tone bearing units.

Thesis Supervisor:      Morris Halle

Title:                           Professor of Linguistics and Philosophy

Table of Contents

Chapter One   An overview                                                                                       7

            1.1       The Geometry of Tone                                                                       7

            1.2       Tone as Autosegmental Tier                                                               11

Chapter Two  Theories of Tone: A Survey                                                               16

            2.1       The Yin-Yang Registers                                                                      16

            2.2       Chao (1930)                                                                                       19

            2.3       Wang (1967)                                                                                       21

            2.4       Woo (1969)                                                                                         25

            2.5       Yip (1980)                                                                                          31

            2.6       Clements (1983)                                                                                 37

            2.7       Hyman (1986)                                                                                    42

            2.8       Shih (1986)                                                                                         44

            2.9       Yip (1989)                                                                                          47

            2.10     Hyman (1989)                                                                                    49

            2.11     Halle and Stevens (1971)                                                                    53

Chapter Three The Representation of Tone                                                               57

            3.1       The Geometry of Tone                                                                       57

            3.2       The Motivation of Underlying Contour                                             67

            3.3       Assimilation in Tone Sandhi                                                               69

                        3.3.1    Tone Assimilation                                                                  69

                                    3.3.1.1 Danyang                                                                      69

                                    3.3.1.2 Changzhi                                                                     83

                        3.3.2    Register Assimilation                                                              88

                        3.3.3    Contour Assimilation                                                             95

                                    3.3.3.1 Zhenjiang                                                                    96

                                    3.3.3.2 Wenzhou                                                                     105

                        3.3.4    Feature Assimilation                                                               111

            3.4       Contours and Other Matters                                                              117

                        3.4.1    Distributional Properties of Tones                                         117

                                    3.4.1.1 The Distribution of Even Tones                                 117

                                    3.4.1.2 The Distribution of Falling/Rising Tones                   122

                        3.4.2    Convex and Concave                                                               125

                                    3.4.2.1 Chanzhi                                                                       126

                                    3.4.2.2 Xining                                                                         134

                        3.4.3    Contour Simplification                                                           141

            3.5       Tone and The Geometry of Laryngeal Features                                 148

            3.6       Contour System versus Level System – a Parametric View               160

            3.7       Some Problematic Consequences of the Theory                                165

                        3.7.1    Syllable Nasals and Obstruents                                              166

                        3.7.2    Unusual Tonal Inventories                                                     171

Chapter Four  Autosegmental Nature of Tone                                                          175

            4.1       Tonal Morphemes                                                                              178

                        4.1.1    Danyang Word Melodies                                                        178

                        4.1.2    Wenzhou Definitive Morpheme                                             180

                        4.1.3    Cantonese Changed Tones                                                      182

                        4.1.4    Prefixes in Jiading Miao                                                          194

            4.2       Tone under Segmental Deletion                                                          199

                        4.2.1    Cantonese                                                                               199

                        4.2.2    Fangqie Languages                                                                  204

            4.3       The Bridge Effect                                                                                207

Chapter Five   Tone in Phonological Representation                                                 218

            5.1       The Dual Nature of Tone                                                                   218

            5.2       Structure-Dependency of Tone Stability                                           232

            5.3       Segmentalization of Tone                                                                   245

            5.4       Phonological Processes of Tone Sandhi                                              271

                        5.4.1    Assimilation                                                                            272

                        5.4.2    Dissimilation                                                                           280

                        5.4.3    Other Sandhi Processes                                                          282

Chapter Six     The Mid Tone                                                                                    284

            6.1       The Numerals                                                                                     292

            6.2       The Classifiers                                                                                    298

            6.3       R-Lowering Re-visited                                                                        305

Appendix                                                                                                                    311