Phonological Phrases: Their Relation to Syntax, Focus, and Prominence

H. Truckenbrodt, 1995

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This thesis investigates what forces relate phonological phrases to the syntactic representation, to focus, and to the representation of prominence.

The proposal that is defended is that there is a triangle of syntactic constituency, prosodic constituency, and phrasal prominence, in which the grammar places a simple demand on each pair in the triangle:

(a)  Syntactic phrases must be contained in phonological phrases.

(b)  Phonological phrases must have edgemost phrasal prominence.

(c)  Syntactic phrases must contain phrasal prominence.

These demands are taken to interact with one another as ranked and violable constraints, where variation among languages is expressed in terms of constraint reranking.

Each relation is argued for separately.

The effects of (a) (previously analyzed as the role of government in phonological phrasing) will be investigated on patterns of phrasing in the three Bantu languages Chi Mwi:ni, Chichewa, and Kimatuumbi.

The effects of (b), it is argued, can be seen most clearly in the effects of focus on phrasing, where Chichewa and Japanese will be discussed as examples.

The effects of (c), finally, which have been discussed in different contexts as either a directionality parameter or the role of depth of embedding in the assignment of stress, will be argued to have desirable typological consequences that set (c) apart from some of its competitors.

Jointly the constraints will be seen to derive an end-based typology of the kind familiar from work by Lisa Selkirk.

Thesis Supervisors:       Noam Chomsky, David Pesetsky

Titles:                           Institute Professor, Professor of Linguistics

Table of Contents

1          Overview of the Thesis                                                                         9

            1          Overall structure                                                                                   9

            2          Chapter 3                                                                                             9

            3          Chapter 4                                                                                             10

            4          Chapter 5                                                                                             10

            5          Chapter 6                                                                                             11

2          Theoretical Background                                                                                    13

            1          The prosodic representation                                                                  13

                        1.1       Phonological rules and syntax: an example                                 13

                        1.2       Direct access vs. phonological structure                         16

                        1.3       The prosodic hierarchy                                                 19

                        1.4       The hierarchical organization of prosodic constituents     23

                        1.5       Constraints on domination                                                         25

                        1.6       The theory of metrical structure; prominence                              25

            2          Optimality Theory                                                                                 29

            3          Two theories of the phonological phrase                                                35

                        3.1       Selkirk’s end-based theory and Chi Mwi:ni                               36

                                    3.1.1    Vowel length, prominence, and phonological

phrases                                                                         36

                                    3.1.2    Phrasing in Chi Mwi:ni                                      39

                        3.2       Nespor and Vogel relation-based theory and Italian                   42

                                    3.2.1    Phrasing in Italian                                                          42

                                    3.2.2    Ghini (1993)                                                                 46

                                    3.2.3    Adnominal adjectives                                                    48

                                    3.2.4    An argument in favour of Unif/AW                                54

3          On the Role of Government and Containment in the Syntax-Phonology

            Mapping                                                                                                           57

            1          Government and alignment in Tohono ‘O’odham                                   57

                        1.1       Background                                                                              57

                        1.2       Where lexical government makes a difference                61

                        1.3       Lexical vs. functional projections                                               64

                        1.4       Left-right asymmetries in Tohono ‘O’odham, and the

                                    category-segment distinction                                                     66

            2          Three Bantu languages                                                              70

                        2.1       Chichewa                                                                                 72

                                    2.1.1    The phonological rules sensitive to Æs in Chichewa       73

                                    2.1.2    Phrasing in Chichewa                                                    75

                                    2.1.3    Analysis in terms of constraint-ranking               78

                        2.2       Recursion in Kimatuumbi                                                          80

                                    2.2.1    The domain of shortening                                            80

                                    2.2.2    The domain of Phrasal Tone Insertion             84

                                    2.2.3    An account in terms of recursion                                   88

                        2.3       The effects of focus on phrasing in Chichewa                 94

                        2.4       Nonrecursivity in Chichewa                                                       98

                        2.5       The typology of recursion                                                          102

                        2.6       Summary: wrap-XP vs. government                                          103

            3          Appendix                                                                                             104

                        3.1       Alignment                                                                                 104

                        3.2       Categories, segments, and domination                           106

                        3.3       Align-XP and adjunction                                                           108

                        3.4       Wrap-XP and adjunction                                                          110

4          The Domain of Focus                                                                                       113

            1          The forces in the phonology of focus                                                     113

            2          The domain of a focus                                                                           117

            3          The phonology of the scope                                                                  120

            4          Maximizing the background                                                                   123

                        4.1       Minimal focus                                                                           123

                        4.2       Maximal domain                                                                       126

5          Focus, Prominence, and Phrasing                                                                      131

            1          The idea                                                                                               131

                        1.1       Introduction                                                                              131

                        1.2       Boundary-insertion by focus: the basic idea                               134

                        1.3       Deletion by focus: the basic idea                                                135

                        1.4       Insertion by focus: deriving a typology                           139

                        1.5       Deletion by focus: deriving a typology                            143

                        1.6       What may not occur on this approach                                       147

            2          Chichewa                                                                                             148

            3          Japanese                                                                                              152

                        3.1       The intonational pattern                                                 152

                        3.2       Focus and phrasing in Japanese                                     155

                                    3.2.1    Left edges of Æ preceding a focus                                155

                                    3.2.2    Deletion of Æs after the last focus                                 157

                        3.3       Analysis                                                                                    159

                                    3.3.1    Focus and the left intermediate phrase boundary            160

                                    3.3.2    Focus and the deletion of following intermediate

phrases                                                                         161

6          Prominence and Syntax                                                                         165

            1          Two problems                                                                                      165

            2          Stress-XP                                                                                            168

                        2.1       Stress-XP; formulation and placae in the mapping                      168

                        2.2       The basic configuration                                                 170

                        2.3       Edge-effects on a single XP                                                      170

                        2.4       Solving the first problem                                                            172

                        2.5       XP inside of XP                                                                        173

                        2.6       XP outside of XP                                                                     176

                        2.7       The ranking of Wrap-XP and Stress-XP: More than one

                                    XP inside of XP                                                                        177

                        2.8       Focus and phrasing in Chichewa under the reformulation            181

            3          Stress-XP and the second problem                                                       184

7          Conclusion                                                                                                       187